SEC

Jul
15

Peace in Our Time?

...having Congress decide if/how to regulate Web 3.0 will result in nirvana for them. It’s an almost touching angle of thinking.
2 min read
Jul
05

From One Government Department To Another

I think this risks being obtrusive although it also raises the issue of the fact that the SEC has ruthlessly pursued modern comms approaches like WhatsApp and Telegram on personal phones…
2 min read
Jul
04

Silence In The UK

Not that he is trying to emulate the 1000-1600 attitude of Joe Brezhnev but because he wants work-life balance with his family.
2 min read
Jul
01

SEC Courts Curtailed: EI 3004

...SEC loses the right to its internal courts, a coherent SCOTUS rebalancing in an age of great lawfare and much regulatory creep.
11 min read
Jun
04

The Truth Hurts?

Whether dumb people were involved or not in the next flaw, we cannot possibly comment but...
1 min read
May
08

Barbies, Roasts & Bad DD

“Oh no it doesn’t!” The pantomime of childish crypto kiddies continues to argue they ought to be allowed to do what they want and old fuddy stuff like the law and regulation be damned.
4 min read
Apr
23

Exchange Invest 2946: Blue Ocean Towards 24?

NYSE are thinking about 24 hour trading which suggests the hot ticket in the bourse business right now is Blue Ocean which has inverted some elements of the ATS model..
11 min read
Oct
28

217 Exchange Invest Weekly Podcast October 28th, 2023

This week in the parish of bourses and market structure: NASDAQ Report Strong Numbers As Turkeys Vote For Christmas Down Under, The GG SEC Suspends Basic Economic Logic Towards A Socialist USA, HKMA Announces A Bond Expansion, CME Has The Most Cash But May Not Use It For M&A
9 min read
May
06

192 Exchange Invest Weekly Podcast May 6th, 2023

Hong Kong Exchanges profits soar 28% as Hong Kong is open for business once again, NPM seeks to go T+10 from T+forever, Euroclear’s Curious Windfall
14 min read
Apr
22

190 Exchange Invest Weekly Podcast April 22nd, 2023

Ameribor Swaps Owner, A Coup For eToro?, The London Stock Exchange Group Exits IT Sales
12 min read
Apr
17

Exchange Invest 2636: Definition Regression?

What is an exchange has sparked fireworks in cryptoland and the GOP Commissioners are upset at GG & the Dems.
12 min read
Apr
13

Exchange Invest 2633: Bank Tape Anyone?

Only in the EU. In a case of the ‘have their cake and eat it’ ethos of bankers, a cabal proposes a consolidated tape to the EC which surely amounts to a fundamental conflict of interest risk?
8 min read
Mar
30

Exchange Invest 2623: Beaxy Breaks Coinbase

Market makers separately charged as unregistered dealers.
9 min read
Mar
24

Exchange Invest 2618: COIN Problems

Coinbase is in the eyes of a storm - one part is easy to work out, the other part awaits clarification from the SEC.
9 min read
Mar
23

Exchange Invest 2617: MEMX Options Round

SEC seeks to reduce its preponderance of paper as it crawls a little closer to the digital age while LME Nickel contracts are in dire need of modernisation according to a broad range of commodity companies as battery demand reshapes the market.
12 min read