SEC

Oct
28

217 Exchange Invest Weekly Podcast October 28th, 2023

This week in the parish of bourses and market structure: NASDAQ Report Strong Numbers As Turkeys Vote For Christmas Down Under, The GG SEC Suspends Basic Economic Logic Towards A Socialist USA, HKMA Announces A Bond Expansion, CME Has The Most Cash But May Not Use It For M&A
9 min read
May
06

192 Exchange Invest Weekly Podcast May 6th, 2023

Hong Kong Exchanges profits soar 28% as Hong Kong is open for business once again, NPM seeks to go T+10 from T+forever, Euroclear’s Curious Windfall
14 min read
Apr
22

190 Exchange Invest Weekly Podcast April 22nd, 2023

Ameribor Swaps Owner, A Coup For eToro?, The London Stock Exchange Group Exits IT Sales
12 min read
Apr
17

Exchange Invest 2636: Definition Regression?

What is an exchange has sparked fireworks in cryptoland and the GOP Commissioners are upset at GG & the Dems.
12 min read
Apr
13

Exchange Invest 2633: Bank Tape Anyone?

Only in the EU. In a case of the ‘have their cake and eat it’ ethos of bankers, a cabal proposes a consolidated tape to the EC which surely amounts to a fundamental conflict of interest risk?
8 min read
Mar
30

Exchange Invest 2623: Beaxy Breaks Coinbase

Market makers separately charged as unregistered dealers.
9 min read
Mar
24

Exchange Invest 2618: COIN Problems

Coinbase is in the eyes of a storm - one part is easy to work out, the other part awaits clarification from the SEC.
9 min read
Mar
23

Exchange Invest 2617: MEMX Options Round

SEC seeks to reduce its preponderance of paper as it crawls a little closer to the digital age while LME Nickel contracts are in dire need of modernisation according to a broad range of commodity companies as battery demand reshapes the market.
12 min read
Mar
22

Exchange Invest 2616: Swiss Imbalance

If you don’t know UBS acquired Credit Suisse last weekend (faster than the CS PR dept could say “merger of equals, oh wait a moment…”) then I envy your clearly commodious sub rock abode.
9 min read
Mar
20

Exchange Invest 2614: B3 All In On Vermiculus

Lots happening today with the 10% Vermiculus stake sale to B3’s venture arm alongside EEX adding another modest asset to its expanding portfolio. Lots happening in China as LME get hit with a minor warrant issue in Nickel and much more...
13 min read
Mar
18

Exchange Invest Weekend Edition 2613: Leaks From Labs to Pipelines

Crypto security issuers should file registration statements and make the required disclosures. These are the same rules that everyone else in the securities markets has played by for decades.
6 min read
Mar
16

Exchange Invest 2611: Yadda Yadda

Clearly, FTX going bust was a real shock to Walt Inc as they had sponsored Expo but for those reading Exchange Invest, therein one can justify a subscription methinks.
7 min read
Mar
14

Exchange Invest 2609: Gazza Preps The Battlefield

HSBC bought SVB UK for the typical nominal pound. In the US… nada. Well, there was the usual round of lawsuits - God bless America - of course… and the GOP blamed the Dems who blamed Trump as I mentioned yesterday.
8 min read
Mar
10

Exchange Invest 2606: FTC Still Says No

…Then again it’s spot on when asked of Chairman Behnam who has been discredited by his frat boy cheerleading for SBF / FTX while ‘regulating’ FTX.US all the way to a $116 million client shortfall under his watch.
10 min read
Mar
09

Exchange Invest 2605: $7.2mln For Eris

How ironic, it took the crypto kiddies years to get a bank onside and then they all rushed for the exits when their very own crypto bank was threatened - distributed pragmatism or distributed cowardice?
8 min read