regulators

May
23

Exchange Invest 2357: May 23, 2022

Nicolas Aguzin completes a year as HKEX CEO tomorrow and is moving to push HKEX with rep offices in Europe and the USA.
11 min read
Mar
23

Exchange Invest 2307: March 23, 2022

The EU gets some blunt feedback from ISDA while EACH is more detailed and nuanced but in both cases, it’s a long ‘be careful what you wish for’ message to Brussels…
5 min read
Jan
28

Exchange Invest 2261: ESMA Moving From Procycilical to Pro-Kamikaze?

It’s another tango of trust erosion from Brussels - well strictly geolocated ex-Paris as the City of Light’s most notable financial regulator seeks to impose a sport of murky shadow on quis custodiet ipsos margins to offer a little Latin tweak - but the custodes remain relevant too.
7 min read
Aug
20

Exchange Invest 2133: Cloud Concentration Risks?

Regulators are fretting about cloud concentration risks - could they also consider market access / connectivity monopolies too, please?
3 min read
Jul
07

Exchange Invest 2095: RobinHood IPO Excitement...

As Wise comes to market in London, the RobinHood bandwagon is rolling along. How much is the meme-meister of PFOF worth?
7 min read
Nov
20

Exchange Invest 1624: Alibaba Dual Lists In HK-DB1 On BME

Alibaba dual lists in HK as BME speculation swirls, NSE tech falls over and regulators tell the industry to sort LIBOR...
3 min read
Aug
09

Exchange Invest 1548: China News: Good or Bad?

Exciting news around Chinese deregulation. Scary news about Chinese exchange weighing in to defend defaulters until after the state's anniversary.
4 min read
Feb
15

Exchange Invest 1419: February 15, 2019

Excellent CME results and more... Including A great deal for Athens and Pat Arbor at liberty once again...
5 min read
May
14

A Valid Case Against Sarao

In this sense, Mr Sarao was clearly warned about his behaviour but for some unfathomable reason, there was no further follow up or penalty.
3 min read
Jan
18

CHF Forex Fiasco Strike Two: Market Infrastructure

We need proper exchange market venues with CCP clearing to make the forex market transparent and fair.
3 min read