FINRA

Dec
14

Exchange Invest 2532: Bad Day for Inmate 14372

Arresting SBF on the eve of his testimony to Maxine Waters’ Committee was either a work of genius (ridding SBF of a major stage) or dumb (ridding SBF of a chance to incriminate himself under oath) or a total conspiracy to cover up his crimes...
14 min read
Dec
02

Exchange Invest 2522: A Glimpse of Sanity?

SBF is a total charlatan and who knows if he keeps cr…ing on as is his wont, even his politically backed former friends may yet move to disown him as the message to Main Street America...
15 min read
Nov
18

Exchange Invest 2510: Fundamentally Tarnished Exchange

After all the shenanigans surrounding the strictly Hindu vegetarian Chitra Ramkrishna and her NSE cabal, I think the one positive to be discerned from the SBF/FTX farago is further proof that indeed plant based diets can deliver a lot of energy.
24 min read
Jul
10

102 Exchange Invest Weekly Podcast July 10th, 2021

As Wise comes to market in London, the RobinHood bandwagon is rolling along. How much is the meme-meister of Payment for Order Flow (PFOF) worth?
9 min read
Jul
02

Exchange Invest 2091: RobinHood IPO Back On

Within hours of the record FINRA fine, RobinHood announces the poorly kept secret that its IPO is on!
6 min read
May
11

Exchange Invest 2047: Regulators Nervy About Libor

Ashley Alder Zoooming a spot of indignation with a shot across the ISDA bows about the Archegos shenanigans where it looks as if multiple broker dealers got hypothecated into losses thanks to a spot of excess leverage delivery to the somewhat cavalier concept of “management” at that fund.
7 min read
Feb
17

Exchange Invest 1978: Excellent NZX Results, TMX-Chi-X?

Is a Trans-Pacific Mining Bourse play now on the cards for TMX? NZX publish excellent results.
5 min read
Sep
12

062 Exchange Invest Weekly Podcast 12 September

The Ho Chi Minh stock exchange in Vietnam: They increased their profits by 19% year on year in the first six months to 238 billion local dollars, which is 10.3 million US dollars.
10 min read
Jul
04

Exchange Invest 1803: July 04, 2020

Without wishing to throw caution overly to the wind..
6 min read
Oct
16

Exchange Invest 1599: Tradeweb Follow On Offering

Tradeweb secondary offering hardly a surprise, as the banks sell down...
3 min read
Oct
04

Exchange Invest 1590: Another 20% Say Some LSE Shareholders

“What do we want? 20%!” clamour some LSE shareholders.
4 min read
Aug
20

Exchange Invest 1551: August 20, 2019

Perhaps AFME just wants the whole LSE trading day to be one closing auction.
5 min read
Feb
01

Exchange Invest 1409: February 01, 2019

NASDAQ cheered - Cinnober bid cleared by UK antitrust, Oslo Bors bid in Pole Position. Lots of news worth scrolling on a busy day for the parish...
6 min read
Apr
17

Exchange Invest 1216: April 17, 2018

Exchange Invest Daily Edition 1216 opens at the cubic capacity of the FWE Coventry Climax racing engine which helped the UK fire pump manufacturer on its path to a remarkable chapter of motorsport achievement..
3 min read
Sep
01

Exchange Invest 1071: September 1, 2017

LME fees are headed back to where they were in 2010 while UBS have dug up a deal Xavier has apparently been lusting after for some time which I first posited to investor clients...
4 min read